FINRA Fines Citigroup Global Markets Inc. $15 Million for Supervisory Failures Related to Equity Research and Involvement in IPO Roadshows

World News: . []

The Financial Industry Regulatory LINK  FINRA announced today that it has fined Citigroup LINK  Markets Inc 3615 million for LINK  to adequately supervise communications between its LINK  research analysts and its...

More news and information about Financial Industry Regulatory Authority (FINRA)

Published By:

Business Wire: 14:45 GMT Monday 24th November 2014

Published: .

Search for other references to "finra" on SPi News


Previous StoryNext Story

SPi News is published by Sector Publishing Intelligence Ltd.
© Sector Publishing Intelligence Ltd 2019. [Admin Only]
Sector Publishing Intelligence Ltd.
Agriculture House, Acland Road, DORCHESTER, Dorset DT1 1EF United Kingdom
Registered in England and Wales number 07519380.
Privacy Policy | Terms and Conditions | Contact Us