FINRA Fines Citigroup Global Markets Inc. $15 Million for Supervisory Failures Related to Equity Research and Involvement in IPO Roadshows

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The Financial Industry Regulatory LINK  FINRA announced today that it has fined Citigroup LINK  Markets Inc 3615 million for LINK  to adequately supervise communications between its LINK  research analysts and its...

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Business Wire: 14:45 GMT Monday 24th November 2014

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